Securities Brokers & Traders Industry Competitors

Advanced Equities Financial likes to help small companies advance. The investment bank specializes in private equity placements, particularly mezzanine and late-stage development financing for emerging companies in technology-related fields....

There're lots of associations here so grab a pen and some paper, you may need them to keep track. Associated Financial Group is a diversified financial holding company that operates primarily through securities broker/dealer Associated Securities Corp. (ASC)....

No, Flipper hasn't learned the recipe for pale ale. Brewin Dolphin Holdings owns Brewin Dolphin Limited (formerly Brewin Dolphin Securities), which is one of the UK's largest investment and brokerage firms. Founded in the 18th century, Brewin Dolphin serves more than 100,000 private, corporate, and institutional clients and has more than 1,100 representatives....

Citic Securities navigates the Chinese securities industry. The company primarily provides securities brokerage services, including the trading of equities, funds, treasury bills, and corporate bonds. Citic also underwrites securities and distributes equities, convertible bonds, and funds as well as sponsors the listing of various financial products....

ecetra Internet Services AG offers its customers an assortment of financial products throughout Central Europe and is the online brokerage leader in Austria. The company's ecetra Central European e-Finance AGA subsidiary runs its banking operations and caters to the business-to-consumer sector, while its brokerjet segment supplies online trading tools for its customers in the Czech Republic....

Merchant House Group, which formerly provided support services to companies in the transportation industry, now offers corporate finance and investment advisory services. It underwent a reorganization in 2006 after two straight years of losses....

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When the cold financial winds blow on individual investors and small to medium-sized businesses, Morgan Stanley & Co. (MS&Co.) keeps their investment banking needs covered up. The company, a subsidiary of Morgan Stanley and part of its Global Wealth Management Group, provides its individual and business customers with brokerage and investment advice through products such as annuity, insurance, and credit vehicles....

Nomura International is the UK-based subsidiary of Japan's Nomura Holdings. Nomura International provides securities dealing, investment banking, corporate finance, and asset management services for individual, institutional, corporate, and government customers....

ORIX Capital Markets is a US-based portfolio management company. It is a branch of financial services company ORIX USA Corporation, which in turn is a chief subsidiary of Japan-based Orix Corporation....

Questar Capital wants to be a shining example of a financial services provider. The brokerage offers a full range of investment products -- including stocks, bonds, mutual funds, annuities, and insurance -- via a network of more than 500 representatives throughout the country....

Does everybody love Raymond James & Associates (RJA)? Raymond James Financial hopes so; RJA is that company's primary subsidiary and one of the largest retail brokerages in the US. It offers brokerage, financial planning, and related services....

Scott & Stringfellow is the investment banking and brokerage subsidiary of regional bank BB&T, serving individual, corporate, and municipal clients. To consumers, it offers investment products such as stocks, bonds, mutual funds, IRAs, annuities, and insurance....

Reaching for the (financial) stars? Sky Capital Holdings might be able to give you a boost. Sky Capital Holdings is the parent of New York-based broker/dealer Sky Capital LLC and London-based brokerage firm Sky Capital UK. Both subsidiaries facilitate stock and bond trading, conduct equity and fixed-income product analysis, and offer brokerage services to retail clients....

In the wake of widely-publicized charges of biased securities research at some of Wall Street's biggest investment banks, Soleil Securities has recognized a blazing-hot opportunity. The broker-dealer provides institutional investors with research collected from some 30 independent boutique firms....

Tejas is muy contento to help investors make dinero. Tejas is the holding company for Tejas Securities, an investment banking and brokerage firm serving institutional and private clients throughout the US. Products include equities, fixed-income products, mutual funds, and other investment securities....

Tullett Prebon has a deal for you. The company (formerly Collins Stewart Tullett) provides inter-dealer broker (IDB) services in Asia, Europe, the Middle East, and North America. Tullett Prebon was formed in 2006 when brokerage firm Collins Stewart was spun off from it....

United Planners' Financial Services wants to unite its clients with financial success. The securities broker/dealer teams up with more than 300 registered independent investment and estate planners in more than 200 branch locations throughout the US. The company provides full brokerage insurance and investment advice and services....

When it comes to money, Walker Crips Group knows how to walk the talk. The firm provides securities brokerage, investment banking, and asset management services through subsidiaries. Walker Crips Stockbrokers offers trading, unit trust management, and related services....

WH Ireland is aiming at providing financial services to more countries than just Ireland or the UK. The company offers customers stockbroker services, investment management consulting, and corporate financial planning products. Its corporate finance segment assists businesses with a wide array of transactions, including mergers and acquisitions, flotations, and fund raisings, while the company's Fitel Nominees Ltd subsidiary holds stocks and shares for the customer inside a safe depository....